Explore the ethical landscape of derivatives trading, focusing on market manipulation, insider trading, and the role of regulatory bodies in maintaining market integrity.
Explore ethical sales practices in mutual fund distribution, focusing on maintaining client trust and regulatory compliance within the Canadian financial landscape.
Explore the critical role of ethics in financial advising, focusing on key values such as duty of care, integrity, professionalism, compliance, and confidentiality. Learn how these principles guide advisors in fostering trust and confidence with clients.
Explore the essential role of integrity in financial advising, focusing on honesty, fairness, and trustworthiness in client interactions. Learn about prioritizing client interests, maintaining accurate records, and full disclosure of conflicts of interest.
