Explore the essential role of chartered banks in Canada's economy, their classifications under the Bank Act, and the regulatory framework governing them.
Explore the distinctions, ownership restrictions, and operational capabilities of Schedule I, II, and III banks in Canada, with examples of major banks and references to Canadian financial regulations.
Explore the distinctions between principal and agency transactions in the Canadian securities market, their implications for investment dealers, and the regulatory framework governing these transactions.
Explore the essential role of corporate bylaws in governing corporations, the process for amending them, and their impact on corporate governance in Canada.
Explore the intricacies of prospectus exemptions and the short form prospectus system in Canada, including the Multilateral Instrument (MI) 11-102 Passport System for efficient securities filings.
Explore the purpose, content, and regulatory framework of the ETF Facts document, highlighting its significance in the Canadian financial landscape.
Explore the Canadian taxation system, including how residents and non-residents are taxed, the roles of federal and provincial governments, and key tax legislation.
Explore the intricacies of Pooled Registered Pension Plans (PRPPs), a federal initiative designed to enhance retirement savings for Canadian employees without employer-sponsored plans. Understand contribution limits, investment options, and administrative responsibilities.
Explore the National Do Not Call List (DNCL) regulations, obligations for telemarketers and investment advisors, and the consequences of non-compliance within the Canadian financial landscape.
Explore the Canadian Investor Protection Fund (CIPF), its role in safeguarding investors, coverage mechanisms, and funding structure. Learn how CIPF ensures financial security for clients of IIROC member firms.
Explore the protective provisions of corporate bonds, including covenants like negative pledge, debt tests, and dividend restrictions, and their impact on bondholders and issuers.
Explore the intricacies of Professional (PRO) Orders, their priority rules, and impact on equity transactions within Canadian financial markets.
