Explore the principles of full, true, and plain disclosure in Canadian securities legislation, the role of prospectuses, and the importance of transparency for investor protection.
Explore the various remediation options available to Canadian investors, including arbitration and the role of the Ombudsman for Banking Services and Investments (OBSI), to effectively resolve disputes with dealer members.
Explore the purpose, structure, and coverage of investor protection funds in Canada, including CIPF, MFDA IPC, and CDIC, to understand how they protect investors against financial firm insolvencies.
Explore the Canadian Investor Protection Fund (CIPF), its role in safeguarding investors, coverage mechanisms, and funding structure. Learn how CIPF ensures financial security for clients of IIROC member firms.