Regulatory Environment

Gatekeeper Role in the Canadian Securities Industry
Explore the critical gatekeeper role within the Canadian securities industry, focusing on responsibilities, regulatory frameworks, and maintaining market integrity.
Mutual Fund Dealers Association (MFDA): Regulating Mutual Fund Distribution in Canada
Explore the role of the Mutual Fund Dealers Association (MFDA) in regulating mutual fund distribution in Canada, including its responsibilities, jurisdiction, and relationship with Quebec's AMF.

Securities Exams Mastery (Canada)

Canadian Securities Mock Exams & Expert Guides