Regulatory Framework

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About the Author — Fuad Efendi | Securities Exams Mastery (Canada) October 25, 2024 7 min read CSC Vol. 1
Self-Regulatory Organizations (SROs) in Canada: Key Roles and Responsibilities
Canadian Finance Regulatory Framework Securities Regulation SROs IIROC MFDA Canadian Securities Financial Regulation
Explore the critical role of Self-Regulatory Organizations (SROs) in Canada's financial regulatory framework, including their functions, responsibilities, and impact on the securities industry.
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