Trading

Organizational Structure of Sell-Side Trading Firms: Understanding Back, Middle, and Front Office Functions
Explore the organizational structure of sell-side trading firms, focusing on the roles of back, middle, and front office functions in supporting equity sales and trading activities, with an emphasis on compliance and risk management.
Types of Buy and Sell Orders: Market, Limit, and More
Explore the various types of buy and sell orders in equity transactions, including market orders, limit orders, and strategic implications for Canadian investors.
Glossary for Chapter 27: Institutional Client Trading and Strategies
Explore key terms and concepts related to institutional client trading, including agency traders, market makers, algorithmic trading, and more. Understand the roles, strategies, and regulations that shape the Canadian financial landscape.

Securities Exams Mastery (Canada)

Canadian Securities Mock Exams & Expert Guides