Explore the fundamental principles behind securities regulation in Canada and learn how these frameworks protect investors, uphold market integrity, and foster transparency in the financial system.
Explore Canada's securities regulatory structure, featuring provincial commissions, the CSA, CIRO, OSFI, the Bank of Canada, the Department of Finance, and FINTRAC.
Explore how the Canadian Investment Regulatory Organization (CIRO) upholds investor confidence, enforces securities rules and regulations, and ensures market integrity across Canada.
Discover how Canadian investor protection funds, including the Canadian Investor Protection Fund (CIPF), defend investors against member firm insolvencies. Learn about coverage limits, eligibility, and best practices in this comprehensive guide.
Learn how Canadian securities firms combat money laundering and terrorist financing through robust compliance programs, client due diligence, and ongoing monitoring.