Explore the fundamental standards of conduct and ethics governing securities professionals in Canada, including integrity, fairness, transparency, and compliance with CIRO regulations. Learn how ethical practices protect clients, prevent misconduct, and maintain public trust in financial markets.
Explore how financial professionals can effectively integrate ethical principles with industry rules and regulatory compliance, enhancing organizational integrity and fostering ethical decision-making.
Explore essential rules of thumb guiding registered representatives in ethical decision-making, prioritizing client interests, transparent communication, due diligence, confidentiality, conflict management, and continuous professional development.