Browse CSC
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- 16.1 Overview of the Portfolio Management Process
- 16.2 Step 1: Determine Investment Objectives and Constraints
- 16.3 Step 2: Design an Investment Policy Statement
- 16.4 Step 3: Develop the Asset Mix
- 16.5 Step 4: Select the Securities
- 16.6 Step 5: Monitor the Client, the Market, and the Economy
- 16.7 Step 6: Evaluate Portfolio Performance
- 16.8 Step 7: Rebalance the Portfolio
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- 19.1 The Regulation and Structure of Exchange-Traded Funds
- 19.2 Key Features of Exchange-Traded Funds
- 19.3 The Various Types of Exchange-Traded Funds
- 19.4 The Risks of Investing in Exchange-Traded Funds
- 19.5 Comparing Exchange-Traded Funds and Mutual Funds
- 19.6 Taxation of Investors in Exchange-Traded Funds
- 19.7 Investment Strategies Using Exchange-Traded Funds
- 19.8 Other Related Products
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- 27.1 The Sell Side and the Buy Side of the Market
- 27.2 The Responsibilities of a Buy-Side Portfolio Manager and Trader
- 27.3 The Organizational Structure of a Sell-Side Trading Firm
- 27.4 The Revenue Sources for Sell-Side Trading Firms
- 27.5 Institutional Clearing and Settlement
- 27.6 Roles and Responsibilities in the Institutional Market
- 27.7 Investment Styles, Guidelines, and Restrictions
- 27.8 Algorithmic Trading
Chapter 2: The Capital Market
In this section
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Investment Capital
Discover how investment capital underpins economic growth, supports businesses, and enriches investors—focusing on sources, flows, risk-return, and the Canadian regulatory environment.
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The Financial Instruments
Explore debt, equity, derivative, and structured products within the Canadian capital markets, examining risk-return trade-offs, issuance processes, and practical investment insights.
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The Financial Markets
Explore the structure and functions of the Canadian financial markets, including primary vs. secondary markets, auction vs. dealer markets, electronic trading systems, regulatory requirements, and the role of market intermediaries in Canada's capital market.
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