Explore how ethical principles and standards of conduct guide financial professionals, protect client interests, and sustain trust in the Canadian financial industry.
Explore crucial aspects of conflicts of interest, confidentiality and data protection, fair client treatment, whistleblowing, and professional competence in the Canadian mutual fund industry.
Discover practical strategies and real-world applications for identifying and resolving ethical dilemmas in the Canadian mutual fund industry, leveraging CIRO guidelines and an ethical decision-making framework.