Explore the distinctions, ownership restrictions, and operational capabilities of Schedule I, II, and III banks in Canada, with examples of major banks and references to Canadian financial regulations.
Explore the roles and significance of various financial intermediaries such as investment funds, savings banks, consumer finance companies, and pension plans in the Canadian financial ecosystem.
Explore the management of conflicts of interest within the Canadian securities industry, including strategies for avoiding, disclosing, and controlling conflicts to protect client interests and maintain market integrity.