Explore the role of credit unions and caisses populaires in Canada's financial industry, their cooperative model, and the services they offer.
Explore the different types of investment dealers in Canada, including retail, institutional, and integrated firms, and understand their roles, services, and market specializations.
Explore the organizational structure of investment dealers, focusing on the roles of front, middle, and back offices, and the importance of senior management in overseeing operations within the Canadian securities industry.
Explore the clearing and settlement process in Canadian securities, the role of CDS Clearing and Depository Services Inc., and the benefits of netting in reducing settlement risks.
Explore the diverse roles of financial intermediaries in Canada, including credit unions, trust companies, and insurance firms, and how they complement investment dealers.
Explore the intricacies of corporate structure and management, focusing on the roles and responsibilities within a corporation, and the relationship between shareholders and the board of directors.
Explore the structure and interpretation of the Statement of Financial Position, focusing on assets, liabilities, and equity in the Canadian financial context.
Explore the Statement of Cash Flows, its purpose, and its role in financial analysis. Learn to interpret cash flows from operating, investing, and financing activities, and understand their impact on liquidity and solvency.
Explore the intricacies of analyzing a company's financial position statement, focusing on capital structure, leverage, and asset-liability management within the Canadian financial landscape.
Explore various fixed-income manager styles, focusing on term to maturity, credit quality, and interest rate anticipation, and understand their alignment with investment objectives and risk profiles.
Explore the intricacies of switching and early redemption fees in mutual funds, their impact on investment returns, and the rationale behind these charges within the Canadian financial landscape.
Explore the methods and importance of measuring mutual fund performance, including TWRR, Modified Dietz, and benchmark comparisons, within the Canadian financial landscape.
Explore the intricacies of synthetic ETFs, their construction using derivatives like swaps, and the associated benefits and risks, including counterparty risk.
A comprehensive conclusion of Chapter 19, summarizing key insights on Exchange-Traded Funds (ETFs), their benefits, risks, and strategic use in diversified portfolios.
Explore the intricate process of creation and redemption of standard ETFs, focusing on the role of designated brokers and the in-kind exchange mechanism.
Explore the intricacies of primary and secondary markets, focusing on the issuance and trading of securities within the Canadian financial system. Learn about IPOs, the roles of issuers and investors, and the regulatory framework governing these markets.
Explore the historical performance of alternative investments, focusing on hedge funds during market stress periods like the 2008 financial crisis and the 2020 pandemic. Understand their role in portfolio NAV stabilization and downside protection.
Explore the various risk drivers associated with alternative strategy funds, including systematic, liquidity, leverage, and operational risks, and their impact on investment performance.
Explore the Minimum Investment Exemption in Canada, its implications for hedge fund accessibility, and the regulatory framework governing this provision.
Explore the flexibility and strategic diversity of alternative strategy funds, including relative value, event-driven, and directional strategies, within the Canadian financial landscape.
Explore how alternative investment strategies generate alpha, focusing on hedge funds and alternative mutual funds. Understand the role of short selling, leverage, and derivatives in achieving superior returns.
Explore the intricacies of event-driven strategies in finance, focusing on mergers, acquisitions, restructurings, and bankruptcies. Understand the risks and rewards, and learn how to navigate these opportunities within the Canadian financial landscape.
Explore distressed securities strategies, focusing on investing in financially troubled companies, identifying and valuing opportunities, and understanding associated risks and rewards.
Explore the comprehensive due diligence process for alternative investment strategy funds, focusing on evaluating investment managers, strategies, and key areas of investigation.
Explore the essential due diligence areas for evaluating alternative investments, focusing on investment management structure, risk analysis, operations, fund structure, performance, account composition, and fees.
Explore the tools and techniques for measuring the performance of alternative strategy funds, emphasizing risk-adjusted returns and Canadian financial regulations.
Explore the intricacies of multi-strategy funds, their benefits, and how they compare to fund-of-funds. Learn about diversification, risk management, and Canadian financial regulations.
Explore the essential concepts of structured products, their benefits, risks, and strategic role in investment portfolios within the Canadian financial landscape.
Explore the key takeaways from Chapter 27 on working with institutional clients, emphasizing the importance of understanding sell-side and buy-side dynamics, and maintaining effective client relationships.
Explore the classification, services, and competitive positioning of sell-side firms in Canada, including full-service dealers, investment banking boutiques, and self-directed dealers.
Explore the intricacies of institutional clearing and settlement, the roles of key players, and the challenges faced in trade processing within the Canadian financial landscape.
Explore the core functions and roles within equity sales and trading departments, including institutional equity sales staff, agency traders, liability traders, and market makers. Understand program trading, structured finance, and futures and options in equity trading.
Explore the various remediation options available to Canadian investors, including arbitration and the role of the Ombudsman for Banking Services and Investments (OBSI), to effectively resolve disputes with dealer members.
Explore the foundational concepts of economics, including scarcity, choice, and market equilibrium, within the context of Canadian financial markets.
Explore how the term to maturity influences bond price volatility, comparing short-term and long-term bonds, and understand why longer-term bonds exhibit greater price volatility.
A comprehensive conclusion to Chapter 7, summarizing key concepts in bond pricing and trading, emphasizing yield relationships, risk management, and market dynamics, with resources for further exploration.
Explore the intricacies of the discount rate, its impact on bond pricing, and how market interest rates influence investment decisions in the Canadian financial landscape.
Explore the concept of reinvestment risk, its effects on bond yields and returns, and strategies to mitigate this risk in the Canadian financial landscape.
Explore the conclusion of Chapter 21, focusing on alternative investment strategies, their performance, and the importance of due diligence in the Canadian financial landscape.
Explore the intricacies of fiscal and monetary policy in Canada, their impact on the economy, and the roles of key institutions like the Bank of Canada.
