Client Protection

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About the Author — Fuad Efendi | Securities Exams Mastery (Canada) October 25, 2024 7 min read CSC Vol. 1
Conflict of Interest Management in the Canadian Securities Industry
Canadian Securities Financial Regulation Investment Management Conflict of Interest Securities Regulation Market Integrity Client Protection Canadian Financial Institutions
Explore the management of conflicts of interest within the Canadian securities industry, including strategies for avoiding, disclosing, and controlling conflicts to protect client interests and maintain market integrity.
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