Explore the ethical landscape of derivatives trading, focusing on market manipulation, insider trading, and the role of regulatory bodies in maintaining market integrity.
Explore the ethical standards in the financial services industry, focusing on Canadian regulations, prohibited practices, and the impact on market integrity and investor confidence.
Explore the Canadian regulatory environment, focusing on the roles of provincial regulators, SROs, and investor protection funds. Understand principles-based regulation and ethical standards in maintaining market integrity.
