Explore the essential role of integrity in financial advising, focusing on honesty, fairness, and trustworthiness in client interactions. Learn about prioritizing client interests, maintaining accurate records, and full disclosure of conflicts of interest.
Explore the essential role of professionalism in financial advising, focusing on ethical conduct, continuing education, and conflict of interest avoidance.
Explore the Canadian regulatory landscape governing the securities industry, including the roles of regulatory bodies, principles of regulation, and ethical standards.
