Institutional Trading

Straight-Through Processing (STP) Systems in Institutional Trade Execution
Explore the role of Straight-Through Processing (STP) systems in institutional trade execution, their benefits, integration with investment management, and compliance with Canadian regulations.
Soft-Dollar Arrangements in Institutional Trading: Benefits, Limitations, and Regulatory Framework
Explore the intricacies of soft-dollar arrangements in institutional trading, their benefits, limitations, and the regulatory landscape in Canada. Learn about the obligations and best practices for using commission dollars to purchase research and services.
Glossary for Chapter 27: Institutional Client Trading and Strategies
Explore key terms and concepts related to institutional client trading, including agency traders, market makers, algorithmic trading, and more. Understand the roles, strategies, and regulations that shape the Canadian financial landscape.

Securities Exams Mastery (Canada)

Canadian Securities Mock Exams & Expert Guides