Explore the critical role of investment dealers in the Canadian securities industry, including their functions, regulatory environment, and impact on financial markets.
Explore the organizational structure of investment dealers, focusing on the roles of front, middle, and back offices, and the importance of senior management in overseeing operations within the Canadian securities industry.
Explore the distinctions between principal and agency transactions in the Canadian securities market, their implications for investment dealers, and the regulatory framework governing these transactions.
Explore the comprehensive services provided by investment dealers in the Canadian securities industry, including their role as market makers and advisors.
Explore the crucial role of investment dealers in corporate financing, including due diligence, security features, and distribution methods.
Explore the role of institutional clients in financial markets, their impact, and the services provided by investment dealers in Canada.
Explore the role of the Investment Industry Regulatory Organization of Canada (IIROC) in overseeing investment dealers and trading activities, setting regulatory standards, and ensuring market integrity across Canada.
Explore the roles of investment dealers, the process of executing trades on the TSX, and the intricacies of settlement procedures in Canadian equity markets.
Explore the role of institutional clients in Canadian financial markets, including the dynamics of the sell side and buy side, investment dealer responsibilities, and current trends.
