Explore ethical sales practices in mutual fund distribution, focusing on maintaining client trust and regulatory compliance within the Canadian financial landscape.
Explore the critical role of Self-Regulatory Organizations (SROs) in Canada's financial regulatory framework, including their functions, responsibilities, and impact on the securities industry.
Explore the role of the Mutual Fund Dealers Association (MFDA) in regulating mutual fund distribution in Canada, including its responsibilities, jurisdiction, and relationship with Quebec's AMF.
