NAVPS

Mutual Fund FAQs: Structure, Regulation, and Sales Practices
Explore common questions about mutual fund structures, regulations, and sales practices in Canada. Understand the differences between mutual fund trusts and corporations, sales fees, NAVPS calculations, and compliance with AML and ATF regulations.
Redemption of Mutual Fund Units or Shares: Process, Steps, and Key Concepts
Explore the comprehensive process of redeeming mutual fund units or shares, including client requests, trade placement, NAVPS calculation, and proceeds transfer. Understand the right of redemption as a fundamental feature of mutual funds.
Money Market Funds: Definition, Characteristics, and Compliance
Explore the intricacies of money market funds, including their definition, characteristics, and compliance with Canadian regulations. Understand the types of securities held and the importance of liquidity, income, and principal safety in a portfolio.
Closed-End Funds: Understanding Their Structure and Investment Potential
Explore the intricacies of closed-end funds, their unique features, and how they trade on stock exchanges. Learn about trading at discounts or premiums to NAVPS and gain insights into their role in investment portfolios.

Securities Exams Mastery (Canada)

Canadian Securities Mock Exams & Expert Guides