Regulation

Financial Technology (Fintech): Transforming the Canadian Securities Industry
Explore the transformative impact of financial technology on the Canadian securities industry, including fintech innovations, challenges to traditional intermediaries, and regulatory considerations.
Regulation and Structure of Exchange-Traded Funds in Canada
Explore the regulatory framework and structural intricacies of Exchange-Traded Funds (ETFs) in Canada, focusing on National Instruments 81-102 and 81-104, and the roles of MFDA and IIROC.

Securities Exams Mastery (Canada)

Canadian Securities Mock Exams & Expert Guides