Explore the intricacies of pricing mutual fund units using NAVPS, its calculation, and its significance in the Canadian financial landscape.
Explore the critical role of the Know Your Client (KYC) rule in Canadian securities regulation, including steps for compliance, its impact on suitability assessments, and fraud prevention.
Explore the management of conflicts of interest within the Canadian securities industry, including strategies for avoiding, disclosing, and controlling conflicts to protect client interests and maintain market integrity.
Explore the role, mission, and initiatives of the Canadian Securities Administrators (CSA) in harmonizing securities regulation across Canada. Understand the development of national policies and their significance in the Canadian financial landscape.
Explore the rights and protections of shareholders in Canada, including voting rights, dividends, and legal safeguards under securities regulations.
Explore the interconnectedness of Canadian regulatory bodies, SROs, and investor protection mechanisms, and the future outlook for securities regulation in Canada.
