Trading Firms

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About the Author — Fuad Efendi | Securities Exams Mastery (Canada) October 25, 2024 7 min read CSC Vol. 2
Organizational Structure of Sell-Side Trading Firms: Understanding Back, Middle, and Front Office Functions
Finance Investment Trading Sell-Side Trading Firms Back Office Middle Office Front Office Compliance Risk Management
Explore the organizational structure of sell-side trading firms, focusing on the roles of back, middle, and front office functions in supporting equity sales and trading activities, with an emphasis on compliance and risk management.
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