Discover the core principles of ethical conduct in financial services, examine Canadian regulatory requirements, and learn practical strategies for safeguarding client interests and maintaining public trust.
Explore key ethical dilemmas financial planners face in Canada—conflicts of interest, confidentiality issues, suitability concerns, duty of care, and more—in order to safeguard client trust and maintain professional integrity.
Explore a structured approach to resolving ethical dilemmas in Canadian wealth management. Learn how to identify core issues, consult professional codes of ethics, evaluate courses of action, and implement solutions that safeguard client interests.
Explore the foundational principles of an effective code of ethics in Canadian wealth management, emphasizing professional conduct, transparency, and public trust.
Explore the pillars of ethical wealth management: how trust, agency, and fiduciary duty shape financial planning relationships and protect clients’ best interests.
Explore the serious repercussions financial advisors face when ethical principles are neglected, including regulatory penalties, litigation, reputational harm, and potential damage to client well-being.