Browse CSC® Exam Prep Guide: Volume 1

Fixed-Income Securities Glossary: Key Terms and Concepts

Explore essential terms and concepts related to fixed-income securities, including bond yield, interest rate, secondary market, and more. This glossary provides a comprehensive understanding of pricing and trading in the fixed-income market.

7.20 Glossary for Chapter 7

In this section, we delve into the essential terms and concepts related to fixed-income securities, focusing on their pricing and trading. Understanding these terms is crucial for anyone involved in the financial markets, particularly in the Canadian context. This glossary will serve as a valuable resource for grasping the intricacies of fixed-income investments.

Bond Yield

Definition: The return an investor expects to earn from a bond.
Explanation: Bond yield is a critical measure for investors, indicating the income generated from a bond investment relative to its price. It encompasses various yield measures, including current yield and yield to maturity (YTM), each providing different insights into the bond’s performance.

Interest Rate

Definition: The cost of borrowing money, expressed as a percentage.
Explanation: Interest rates are pivotal in the fixed-income market, influencing bond prices and yields. They are determined by central banks, such as the Bank of Canada, and affect the broader economy by impacting borrowing costs and investment returns.

Secondary Market

Definition: A market where investors buy and sell securities they already own.
Explanation: The secondary market is vital for liquidity, allowing investors to trade bonds after their initial issuance. It includes exchanges like the Toronto Stock Exchange (TSX) and over-the-counter (OTC) markets.

Present Value (PV)

Definition: The current value of a future amount of money or stream of cash flows given a specified rate of return.
Explanation: Present value is a fundamental concept in bond pricing, used to determine the fair price of a bond by discounting future cash flows to their present value using a discount rate.

Future Value (FV)

Definition: The value of an investment after it has earned interest for a certain period.
Explanation: Future value calculations help investors understand the growth potential of their investments over time, considering compound interest.

Discount Rate

Definition: The interest rate used to calculate the present value of future cash flows.
Explanation: The discount rate reflects the opportunity cost of capital and is crucial in determining the present value of a bond’s cash flows, influencing its fair price.

Fair Price

Definition: The theoretical price of a bond calculated based on the present value of its cash flows.
Explanation: Fair price is an essential concept for investors seeking to assess whether a bond is overvalued or undervalued in the market.

Current Yield

Definition: The bond’s annual coupon payment divided by its current market price.
Explanation: Current yield provides a snapshot of a bond’s income relative to its price, useful for comparing bonds with different prices and coupon rates.

Yield to Maturity (YTM)

Definition: The total return expected from a bond if held until maturity, considering both coupon payments and any capital gain or loss.
Explanation: YTM is a comprehensive measure of a bond’s return, accounting for all cash flows and the time value of money, making it a key metric for bond investors.

Reinvestment Risk

Definition: The risk that future coupon payments will have to be reinvested at lower interest rates than the original bond.
Explanation: Reinvestment risk is a concern for investors in a declining interest rate environment, as it can reduce the overall return on a bond investment.

Term Structure of Interest Rates

Definition: The relationship between bond yields and their maturities.
Explanation: The term structure is depicted by the yield curve, which provides insights into market expectations for future interest rates and economic conditions.

Yield Curve

Definition: A graph that plots the yields of bonds with different maturities.
Explanation: The yield curve is a powerful tool for analyzing interest rate trends and economic outlooks. It can take various shapes, such as normal, inverted, or flat, each indicating different market conditions.

Expectations Theory

Definition: A theory that suggests long-term interest rates are an average of current and expected future short-term rates.
Explanation: Expectations theory helps explain the shape of the yield curve, suggesting that investors’ expectations about future interest rates influence long-term yields.

Liquidity Preference Theory

Definition: A theory that suggests investors demand a premium for holding longer-term bonds due to increased risk and lower liquidity.
Explanation: This theory posits that the yield curve reflects a liquidity premium, with longer-term bonds offering higher yields to compensate for their risks.

Market Segmentation Theory

Definition: A theory that posits the yield curve is determined by supply and demand within separate maturity segments.
Explanation: Market segmentation theory suggests that different investor preferences and institutional constraints create distinct demand and supply dynamics across maturity segments.

Price-Yield Relationship

Definition: The inverse relationship between bond prices and their yields.
Explanation: As interest rates rise, bond prices fall, and vice versa. This inverse relationship is fundamental to understanding bond market dynamics.

Interest Rate Risk

Definition: The risk that changes in interest rates will affect the value of a bond.
Explanation: Interest rate risk is a primary concern for bond investors, as fluctuations in rates can lead to capital losses or gains.

Duration

Definition: A weighted average time until a bond’s cash flows are received, used as a measure of interest rate sensitivity.
Explanation: Duration is a critical metric for assessing a bond’s sensitivity to interest rate changes, helping investors manage interest rate risk.

References and Resources

To deepen your understanding of fixed-income securities, consider exploring the following resources:

  • Investopedia: Bond Terms
  • Fixed Income Securities by Bruce Tuckman and Angel Serrat
  • Canadian Securities Administrators (CSA) for regulatory insights
  • Bank of Canada for interest rate policies and economic reports

These resources provide valuable insights into bond markets, investment strategies, and regulatory frameworks, enhancing your knowledge and expertise in fixed-income securities.

Ready to Test Your Knowledge?

Practice 10 Essential CSC Exam Questions to Master Your Certification

### What is the bond yield? - [x] The return an investor expects to earn from a bond - [ ] The cost of borrowing money - [ ] The current market price of a bond - [ ] The annual coupon payment of a bond > **Explanation:** Bond yield refers to the return an investor expects to earn from a bond, encompassing various yield measures like current yield and yield to maturity. ### What does the secondary market refer to? - [x] A market where investors buy and sell securities they already own - [ ] The initial issuance of securities - [ ] A market for new bond issues - [ ] A market for government securities only > **Explanation:** The secondary market is where investors trade securities they already own, providing liquidity and price discovery. ### How is the present value (PV) of a bond calculated? - [x] By discounting future cash flows to their present value using a discount rate - [ ] By multiplying the bond's coupon rate by its face value - [ ] By adding the bond's future value to its current yield - [ ] By dividing the bond's annual coupon payment by its current market price > **Explanation:** Present value is calculated by discounting future cash flows to their present value using a specified discount rate. ### What does the yield curve represent? - [x] A graph that plots the yields of bonds with different maturities - [ ] A chart showing the historical prices of a bond - [ ] A table of interest rates for different currencies - [ ] A list of bond issuers and their credit ratings > **Explanation:** The yield curve is a graph that plots the yields of bonds with different maturities, providing insights into interest rate trends and economic conditions. ### What is reinvestment risk? - [x] The risk that future coupon payments will have to be reinvested at lower interest rates - [ ] The risk of a bond issuer defaulting on payments - [x] The risk of interest rates rising, reducing bond prices - [ ] The risk of inflation eroding bond returns > **Explanation:** Reinvestment risk is the risk that future coupon payments will have to be reinvested at lower interest rates, potentially reducing overall returns. ### What does duration measure? - [x] A bond's sensitivity to interest rate changes - [ ] The time until a bond matures - [ ] The annual coupon payment of a bond - [ ] The credit quality of a bond issuer > **Explanation:** Duration measures a bond's sensitivity to interest rate changes, helping investors manage interest rate risk. ### According to liquidity preference theory, why do longer-term bonds offer higher yields? - [x] To compensate for increased risk and lower liquidity - [ ] Because they have higher credit ratings - [x] Due to lower demand from investors - [ ] Because they are issued by government entities > **Explanation:** Liquidity preference theory suggests that longer-term bonds offer higher yields to compensate for increased risk and lower liquidity. ### What is the relationship between bond prices and yields? - [x] Inverse relationship - [ ] Direct relationship - [ ] No relationship - [ ] Random correlation > **Explanation:** Bond prices and yields have an inverse relationship; as interest rates rise, bond prices fall, and vice versa. ### What is the term structure of interest rates? - [x] The relationship between bond yields and their maturities - [ ] The historical trend of interest rates - [ ] The average interest rate for all bonds - [ ] The interest rate set by the central bank > **Explanation:** The term structure of interest rates describes the relationship between bond yields and their maturities, often depicted by the yield curve. ### True or False: Yield to maturity (YTM) considers both coupon payments and any capital gain or loss. - [x] True - [ ] False > **Explanation:** Yield to maturity (YTM) is a comprehensive measure of a bond's return, considering both coupon payments and any capital gain or loss if held until maturity.