Dive into the foundational concepts of managed products in Canada, including pooled funds, professional portfolio management, key benefits and drawbacks, and the regulatory framework that governs them.
A comprehensive look at how mutual funds operate in Canada, covering key features, benefits, drawbacks, regulations, and practical examples to guide investors.
Explore how mutual funds in Canada determine NAVPS, sales charges, and distribution policies, with in-depth explanations, real-world examples, and regulatory insights.
Explore comprehensive guidelines under National Instrument 81-102 and 81-101, the role of the Canadian Securities Administrators, CIRO oversight, and investor protection measures that govern Canadian mutual funds.
Learn about the Know Your Client (KYC) rule in Canada's mutual fund industry, its regulatory requirements, and the essential steps to gather accurate investor information for suitable investment recommendations.
Learn the comprehensive procedures, regulatory obligations, and best practices surrounding the opening and ongoing maintenance of client mutual fund accounts in Canada.