Chapter 9: Equity Securities – Equity Transactions

In this section

• Cash Accounts and Margin Accounts
  Explore the distinct features, benefits, and risks of cash accounts and margin accounts in Canadian equity transactions. Understand how margin calls, regulatory requirements, and practical examples guide investors toward informed decisions.
• Margin Account Transactions: Mastering Long and Short Strategies
  Explore how margin accounts enable investors to leverage assets and execute both long and short positions in the Canadian market. Learn key concepts, requirements, real-world examples, and best practices for managing margin calls and regulatory compliance.
• Trading and Settlement Procedures in Canadian Equity Markets
  Explore comprehensive guidelines and best practices for trading and settling equity transactions on Canadian marketplaces, including T+2 settlement, clearing and depository services, and practical scenarios.
• How Securities Are Bought and Sold
  Explore how market orders, limit orders, stop-loss orders, and other trading instructions are executed within Canadian equity markets, with guidance on CIRO regulations and best practices for successful trade execution.