Browse FP 2

Chapter 14: Business Law

In this section

  • Features of Contracts
    Explore the essential characteristics of legally enforceable agreements, including offer, acceptance, consideration, capacity, lawful object, and clarity—tailored for Canadian financial professionals.
  • Types of Contracts
    Explore the different types of contracts—express, implied, bilateral, unilateral, valid, void, voidable, written, oral, and specialty—essential for Canadian financial planning and business law.
  • The Termination or Discharge of a Contract
    Learn about key methods and legal considerations for ending contracts in a Canadian business and financial context. Explore real-world examples, best practices, and guidance for financial planners.
  • Agency Relationships
    Explore how principals and agents collaborate in financial planning, the duties and liabilities involved, and best practices under Canadian regulations.

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CSI / CIRO: CSC (1 & 2), CPH
Wealth: WME (1 & 2)
Mutual Funds: IFC
Portfolio: IMT (1 & 2), PMT, AIS
Derivatives & Options: DFOL
Governance: PDO
LLQP: LIF, A&S, SFA, EPP (CL/Québec) + Comprehensive
FINRA: SIE, 6, 7, 22, 57, 79, 82, 99
NASAA: 63, 65, 66
CFA: L1–L3 (heavy vignettes)
CPA Canada: CFE (D1–D3)
U.S. CPA: AUD modes
PMI: PMP
IT & Cyber: CompTIA A+/Security+, CISSP
Cloud: AWS SAA-C03

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