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Comprehensive Glossary for Canadian Taxation in Chapter 24

Explore key terms and concepts in Canadian taxation, including capital gains, RRSPs, TFSAs, and more, essential for the CSC® Exam Prep Guide: Volume 2.

Glossary for Chapter 24: Canadian Taxation

Understanding Canadian taxation is crucial for financial professionals and investors navigating the financial landscape. This glossary provides detailed explanations of key terms and concepts related to Canadian taxation, essential for mastering the Canadian Securities Course (CSC®) and applying these principles in real-world scenarios.

Accrued Capital Gain

Accrued capital gain refers to the increase in the value of an investment that has not yet been realized through a sale. For example, if you purchase shares of a Canadian company for $10,000 and their market value rises to $15,000, the $5,000 increase is your accrued capital gain. This gain is not taxed until the asset is sold, allowing for potential tax deferral.

Adjusted Cost Base (ACB)

The Adjusted Cost Base (ACB) is the original cost of an asset plus any additional costs associated with acquiring and disposing of it. It is used to calculate capital gains or losses. For instance, if you buy a property for $200,000 and incur $10,000 in legal fees and renovations, your ACB is $210,000. When you sell the property, the difference between the sale price and the ACB determines your capital gain or loss.

Attribution Rules

Attribution rules are provisions that attribute income or capital gains back to the original taxpayer when income-producing assets are transferred to family members. This prevents tax avoidance by shifting income to individuals in lower tax brackets. For example, if a parent transfers a dividend-paying stock to a child, the dividends may still be taxed in the parent’s hands.

Capital Gain

A capital gain is the profit realized from the sale of a capital asset, such as stocks or real estate, exceeding its purchase price. In Canada, only 50% of the capital gain is taxable. For example, if you sell shares for $20,000 that you purchased for $15,000, your capital gain is $5,000, and $2,500 is subject to tax.

Carrying Charges

Carrying charges are expenses incurred to earn investment income, which may be deductible for tax purposes. These include interest on money borrowed to invest, investment management fees, and certain legal fees. Deducting these charges can reduce taxable income and overall tax liability.

Canada Education Savings Grant (CESG)

The Canada Education Savings Grant (CESG) is a government grant that matches contributions to Registered Education Savings Plans (RESPs) to encourage saving for a beneficiary’s education. The government provides a 20% match on the first $2,500 contributed annually, up to a lifetime maximum of $7,200 per beneficiary.

Capital Loss

A capital loss occurs when a capital asset is sold for less than its adjusted cost base. Capital losses can be used to offset capital gains, reducing taxable income. For example, if you sell shares for $8,000 that you purchased for $10,000, you incur a $2,000 capital loss, which can offset other capital gains.

Contribution Room

Contribution room is the maximum amount an individual can contribute to a registered plan, such as a Registered Retirement Savings Plan (RRSP) or Tax-Free Savings Account (TFSA), in a given year. Unused contribution room can be carried forward to future years, allowing for flexible saving strategies.

Deferred Annuity

A deferred annuity is an annuity contract where income payments begin at a future date, allowing funds to grow tax-deferred. This is beneficial for individuals seeking to accumulate savings for retirement while deferring taxes on investment growth.

Deemed Disposition

Deemed disposition is a tax event where the taxpayer is considered to have sold an asset, triggering capital gains or losses, even if an actual sale did not occur. This can occur upon emigration from Canada or death, ensuring that unrealized gains are taxed.

High-Water Mark

The high-water mark is a provision in hedge fund fee structures ensuring that managers only earn performance fees on new profits. This protects investors from paying fees on gains that merely recover previous losses.

Income Splitting

Income splitting is a tax strategy where income is distributed among family members in lower tax brackets to reduce overall tax liability. This can be achieved through spousal RRSPs, pension income splitting, or family trusts.

Marginal Tax Rate

The marginal tax rate is the rate of tax applied to the last dollar of an individual’s income, determining the tax impact of additional earnings. Understanding marginal tax rates is crucial for effective tax planning and investment decisions.

Option Expiry

Option expiry is the date on which an option contract becomes void, and the holder can no longer exercise their right to buy or sell the underlying asset. Investors must decide whether to exercise, sell, or let the option expire worthless.

Offset

An offset is a deduction or credit used to reduce the amount of tax payable. Common offsets include charitable donations, medical expenses, and tuition credits, which can significantly lower tax liability.

Pension Adjustment (PA)

The Pension Adjustment (PA) is a calculation that determines the reduction in RRSP contribution room based on pension benefits earned through a registered pension plan. This ensures that total retirement savings are within allowable limits.

Prescribed Interest Rate

The prescribed interest rate is the minimum interest rate set by the Canada Revenue Agency (CRA) for loans between family members to prevent income attribution. This rate is reviewed quarterly and affects income-splitting strategies.

Registered Education Savings Plan (RESP)

A Registered Education Savings Plan (RESP) is a tax-deferred savings plan designed to help save for a beneficiary’s post-secondary education. Contributions grow tax-free, and withdrawals for educational purposes are taxed in the student’s hands, often at a lower rate.

Registered Retirement Income Fund (RRIF)

A Registered Retirement Income Fund (RRIF) is a retirement income vehicle into which RRSPs must be converted by the end of the year the holder turns 71. RRIFs mandate minimum withdrawals, providing a steady income stream in retirement.

Registered Retirement Savings Plan (RRSP)

A Registered Retirement Savings Plan (RRSP) is a tax-deferred retirement savings plan where contributions are tax-deductible, and investment income grows tax-free until withdrawal. RRSPs are a cornerstone of Canadian retirement planning, offering significant tax advantages.

Spousal RRSP

A Spousal RRSP is an RRSP held in one spouse’s name, allowing the higher-income spouse to contribute for tax-efficient income splitting at retirement. This strategy can reduce overall family tax liability by shifting income to the lower-income spouse.

Superficial Loss

A superficial loss is a non-deductible capital loss arising when the same asset is repurchased within a specified period around its sale. The CRA disallows these losses to prevent tax avoidance through artificial transactions.

Tax-Free Savings Account (TFSA)

A Tax-Free Savings Account (TFSA) is a registered account enabling tax-free growth and tax-free withdrawals, with annual contribution limits. TFSAs offer flexibility for short-term and long-term savings goals without tax implications on withdrawals.

Taxable Income

Taxable income is the portion of an individual’s income that is subject to income tax after deductions and exemptions. Understanding taxable income is essential for effective tax planning and compliance.

Withholding Tax

Withholding tax is the amount of tax deducted at the source of income, such as retirement withdrawals, and remitted directly to the tax authorities. This ensures timely tax collection and compliance.

Withholding Tax Rate

The withholding tax rate is the percentage of income withheld by the payer before it is distributed to the recipient, often applied to investment income or retirement withdrawals. Understanding withholding tax rates is crucial for accurate tax planning and cash flow management.

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Practice 10 Essential CSC Exam Questions to Master Your Certification

### What is the purpose of the Adjusted Cost Base (ACB)? - [x] To calculate capital gains or losses - [ ] To determine marginal tax rates - [ ] To assess contribution room - [ ] To calculate withholding tax > **Explanation:** The Adjusted Cost Base (ACB) is used to calculate capital gains or losses by considering the original cost of an asset plus any additional costs associated with acquiring and disposing of it. ### How much of a capital gain is taxable in Canada? - [x] 50% - [ ] 100% - [ ] 75% - [ ] 25% > **Explanation:** In Canada, only 50% of a capital gain is taxable, which provides a tax advantage compared to other forms of income. ### What is the Canada Education Savings Grant (CESG)? - [x] A government grant that matches contributions to RESPs - [ ] A tax credit for educational expenses - [ ] A scholarship program for Canadian students - [ ] A loan program for post-secondary education > **Explanation:** The CESG is a government grant that matches contributions to Registered Education Savings Plans (RESPs) to encourage saving for a beneficiary’s education. ### What is a Spousal RRSP used for? - [x] Tax-efficient income splitting at retirement - [ ] Increasing contribution room - [ ] Reducing withholding tax - [ ] Maximizing capital gains > **Explanation:** A Spousal RRSP allows the higher-income spouse to contribute for tax-efficient income splitting at retirement, reducing overall family tax liability. ### What is the prescribed interest rate used for? - [x] Preventing income attribution in family loans - [ ] Calculating capital gains - [ ] Determining RRSP contribution limits - [ ] Assessing withholding tax > **Explanation:** The prescribed interest rate is set by the CRA to prevent income attribution in loans between family members, ensuring fair tax treatment. ### What is a superficial loss? - [x] A non-deductible capital loss from repurchasing the same asset - [ ] A loss from selling an asset below its ACB - [ ] A loss from a failed investment strategy - [ ] A loss due to market fluctuations > **Explanation:** A superficial loss is a non-deductible capital loss that occurs when the same asset is repurchased within a specified period around its sale, as per CRA rules. ### What is the main benefit of a Tax-Free Savings Account (TFSA)? - [x] Tax-free growth and withdrawals - [ ] Higher contribution limits than RRSPs - [ ] Guaranteed investment returns - [ ] Lower marginal tax rates > **Explanation:** The main benefit of a TFSA is that it allows for tax-free growth and tax-free withdrawals, providing flexibility for various savings goals. ### What is the purpose of withholding tax? - [x] To ensure timely tax collection and compliance - [ ] To increase investment returns - [ ] To reduce taxable income - [ ] To calculate capital gains > **Explanation:** Withholding tax is deducted at the source of income to ensure timely tax collection and compliance with tax regulations. ### What is the high-water mark in hedge fund fee structures? - [x] Ensures managers earn performance fees only on new profits - [ ] Sets a minimum investment threshold - [ ] Determines the maximum allowable fees - [ ] Establishes a benchmark for fund performance > **Explanation:** The high-water mark ensures that hedge fund managers earn performance fees only on new profits, protecting investors from paying fees on gains that merely recover previous losses. ### True or False: Income splitting can reduce overall family tax liability. - [x] True - [ ] False > **Explanation:** True. Income splitting is a tax strategy that distributes income among family members in lower tax brackets, reducing overall family tax liability.